HBL Asset Management Limited Jobs Manager Compliance
HBL Asset Management Limited Jobs Manager Compliance:
Organization: HBL Asset Management Limited
Position Title: Manager Compliance
Location: Head Office – Karachi
Job Responsibilities:
- Ensuring compliance of Collective Investment Scheme(s) with NBFC Rules and Regulations.
- Assisting Supervisor/Sr. Management in correspondence with the Commission and Regulator(s) on behalf of AMC.
- Provide direction and establish guidelines for subordinates in performing effective KYC and AML activities.
- Monitor and review KYC and AML activities from time to time and report identified exceptions to Sr. Management (if any).
- Monitor and report exceptions observed from company existing policies to Supervisor/Sr. Management with remedial actions (if any).
- Provide guidance to department subordinate(s) in developing various reports/Compliance purposes.
- Coordinate with other concerned departments for ensuring compliance with NBFC Rules and Regulations.
- Preparation and drafting of Minutes of Meetings of Board Sub-committees and perform secretarial function where required.
- Report to members of the Investment Committee on compliance and risk management of Collective Investment Schemes from time to time.
- Provide latest updates and feedback on amendments in the NBFC Regulatory Framework to concerned departments.
- Suggest from time to time to the Supervisor/Sr. Management on new Risk and Compliance activities, trends and practices in the industry.
- Maintain follow up on internal audit observations and other directives issued by the Sr. Management/Board sub-committees.
- Coordinate with SECP on investor’s complaint and other matters.
- Perform tasks that may be assigned from time to time.
Required Competencies to successfully perform:
- Strong knowledge and exposure to NBFC’s Regulatory Framework
- Strong Team Management skills – a team player with outstanding work ethics and high level of motivation & persistence
- Effective Communication Skills (written and verbal both) – to be able to prepare legal reports, proposals, job descriptions, policies and procedures.
- Strong Negotiation Skills and the ability to counsel.
- Strong Analytical Skills
- Interpretation of Corporate Laws
Required Education & Experience:
- Minimum Bachelor’s degree in Finance/Law/ Professional Qualifications from a reputable / HEC recognized institution or from a renowned local/ foreign university / accounting body.
- 5-8 years of relevant experience.
How to Apply: If you meet the criteria for the advertised position please apply in confidence on the Link; Apply Online
